![]() Headline: SEC Charges Archegos and its Founder with Massive Market Manipulation Scheme Headline: SEC Charges Brazilian Mining Company with Misleading Investors about Safety Prior to Deadly Dam Collapse ![]() Headline: Medley Management and Former Co-CEOs to Pay $10 Million Penalty for Misleading Investors and Clients Headline: Small Business Advisory Committee to Host Virtual Meeting to Discuss Proposed Rules on Climate Disclosures and SPACs Headline: SEC Commemorates Financial Capability Month with Robust Slate of Investor Education Events and Resources Headline: SEC Charges CEO and President of Synergy Settlement Services with Fraudulent Operation of Special Needs Pooled Trusts Headline: OMWI Reports Highlight Progress in Diversity, Equity and Inclusion ![]() Headline: SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit Headline: SEC Charges NVIDIA Corporation with Inadequate Disclosures about Impact of Cryptomining Headline: SEC Issues Nearly $3.5 Million Award to Four Whistleblowers Headline: SEC Halts Fraudulent Cryptomining and Trading Scheme Headline: SEC Extends Comment Period for Proposed Rules on Climate-Related Disclosures, Reopens Comment Periods for Proposed Rules Regarding Private Fund Advisers and Regulation ATS
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